Treasury Analyst, Regulatory Operations

Responsibilities: Manage daily customer fund segregation, liquidity positioning, and secured amount calculations to ensure regulatory compliance. Coordinate wire transfers, margin funding activities, and partner with cross-functional teams to optimize treasury workflows and financial controls.

Requirements: Requires a Bachelor's degree in Finance or a related field and 5-8+ years of treasury or regulatory operations experience within a regulated financial institution. Must have direct experience with customer protection calculations (CFTC/SEC) and a strong understanding of liquidity and collateral management.

Key skills: Treasury Management, Regulatory Compliance, Cash Management, Liquidity Management, Risk Management, Customer Fund Segregation, Collateral Management, Financial Operations, Bank Reconciliations, Wire Transfer Controls, Regulatory Reporting, Internal Controls, Margin Funding, Cash Forecasting, Cross-functional Collaboration, Audit Support

Keywords: Treasury, Regulatory Operations, CFTC, SEC Rule 15c3-3, FCM, Broker-Dealer, NFA WinJammer, Certified Treasury Professional, CTP, Liquidity Exposure, Variation Margin, Initial Margin, Customer Protection, Financial Controls, Clearinghouse, Custodians, Cash Positioning, Segregation of Duties, Risk Management, Sports Technology